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Investment Registered Representative

Finance

LHH

Newport Beach

Finance


Investment Sales Executive


Accounting Principals is currently seeking a Investment Sales Executive with 5+ years of experience for a highly esteemed investment bank and wealth management firm in Newport Beach. The ideal candidate is a proven producer who has sold various securities products to high net worth and accredited investors. This is a direct hire opportunity.


Responsibilities:

  • Able to heavily prospect and source leads; build client base of accredited investors and ultra-high net worth individuals
  • Use thorough understanding of firm’s offerings to provide resources and direction to drive sales
  • Demonstrate sensitivity to clients’ objectives and constraints and able to identify and help create business opportunities
  • Maintain superior and consistent level of client service
  • Serve as team player in firm’s recruitment efforts to expand branch

  • Qualifications:

  • Series 7 and 63, and 65 or 66 licenses required
  • Verifiable T-12 of at least $200,000 preferred
  • Transferable book of business highly desired
  • Self-motivated, entrepreneurial spirit, team-oriented and strong time management skills
  • Ability to communicate analytical and marketing data effectively
  • Excellent organizational and communication skills; able to interface with top-level executives
  • Ability to work independently and as part of team in fast-paced, work environment

  • Compensation:

  • $60K - $120K

  • Equal Opportunity Employer/Veterans/Disabled


    To read our Candidate Privacy Information Statement, which explains how we will use your information, please navigate to https://www.accountingprincipals.com/candidate-privacy


    The Company will consider qualified applicants with arrest and conviction records

    Ref US_EN_5_844836_2883935

    Investment Registered Representative

    Finance

    LHH

    Newport Beach

    Finance


    Investment Sales Executive


    Accounting Principals is currently seeking a Investment Sales Executive with 5+ years of experience for a highly esteemed investment bank and wealth management firm in Newport Beach. The ideal candidate is a proven producer who has sold various securities products to high net worth and accredited investors. This is a direct hire opportunity.


    Responsibilities:

  • Able to heavily prospect and source leads; build client base of accredited investors and ultra-high net worth individuals
  • Use thorough understanding of firm’s offerings to provide resources and direction to drive sales
  • Demonstrate sensitivity to clients’ objectives and constraints and able to identify and help create business opportunities
  • Maintain superior and consistent level of client service
  • Serve as team player in firm’s recruitment efforts to expand branch

  • Qualifications:

  • Series 7 and 63, and 65 or 66 licenses required
  • Verifiable T-12 of at least $200,000 preferred
  • Transferable book of business highly desired
  • Self-motivated, entrepreneurial spirit, team-oriented and strong time management skills
  • Ability to communicate analytical and marketing data effectively
  • Excellent organizational and communication skills; able to interface with top-level executives
  • Ability to work independently and as part of team in fast-paced, work environment

  • Compensation:

  • $60K - $120K

  • Equal Opportunity Employer/Veterans/Disabled


    To read our Candidate Privacy Information Statement, which explains how we will use your information, please navigate to https://www.accountingprincipals.com/candidate-privacy


    The Company will consider qualified applicants with arrest and conviction records

    Ref US_EN_5_844836_2883935
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